Compliance

BROKER/DEALERS

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COMPLIANT SECURITY OFFERINGS

Broker / Dealers and self issuers no longer have to rely on traditional compliance firms with high costs.
CrowdFund Connect utilizes best-in class software and services for full audit control, reporting and compliance.

INVESTOR VERIFICATION

SEC FORM D FILING

BACKGROUND CHECKS

DOCUMENT MANAGEMENT

PRIVATE DEAL ROOMS

REG D 506 (c) COMPLIANCE

IDENTITY VERIFICATION

JOBS ACT COMPLIANT

STRATEGIC PARTNERS

OUR PARTNER NETWORK